(Assistant) Compliance and Risk Data Analyst (Hong Kong Branch)

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Описание

Bank of China limited first opened its branch office in Hong Kong in 1917. After the listing of BOC Hong Kong (Holdings) Limited, a subsidiary of the Bank, on the Hong Kong Stock Exchange in 2002, Bank of China maintained the branch in Hong Kong which continued to hold a full banking license granted under the Banking Ordinance (Cap. 155) and was registered as an authorized institution under the Banking Ordinance. Bank of China uses this branch primarily to conduct financial markets businesses, which include foreign-currency denominated debt security investment management, issuance of CDs (Certificates of Deposit)/MTN/senior debts, investment of on-shore RMB debt securities, bond underwriting and sales, asset management, off-shore RMB trading, and risk management of the above-mentioned businesses. Responsibilities Based on the requirements of regulatory bodies and the management of the Branch, he/she should assist the superiors about formulating compliance standards, plans and objectives, streamline compliance processes and draw up compliance staffing and authorization system, He/she should pay attention to the latest development of regulatory laws, regulations and rules, follow up the management systems of the Head Office and other relevant units, accurately grasp relevant themes and analyze their impacts on the Branch’s operation. He/she shall also timely revise the Branch’s systems and processes accordingly as well as provide suggestions on compliance for the Branch Management. He/she shall assist the superiors about identifying and managing the Branch’s compliance and operational risks，conduct regular or irregular compliance evaluation and investigation on all of the Branch’s businesses and submit evaluation reports to the Branch Management He/she should conduct trade monitoring and surveillance; review and provide recommendations for improving existing trade monitoring systems/reporting. He/she shall coordinate the reporting to and communication with the Head Office in regard to compliance, and keep close contact with HKMA, SFC and other local regulators. When necessary, he/she shall assist in the Branch’s communication with SAFE, CBRC, People’s Bank of China and other institutions. , A role carrying out regulated activities licensed by the IA, SFC & MPFA), you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the MRC process and the requirements in due course. For details, please click here.

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